Subscribe By E-Mail

Report: SEC, Nasdaq Near Record $10M Settlement Over Flubbed Facebook IPO – Fox Business

Report: SEC, Nasdaq Near Record $ 10M Settlement Over Flubbed Facebook IPO
Fox Business
As part of a more aggressive stance against exchanges, U.S. regulators are reportedly on the verge of slapping Nasdaq OMX Group (NDAQ) with a $ 10 million fine over its handling of the botched Facebook (FB) initial public offering almost exactly a year ago.
U.S. Regulators Target Exchanges – NASDAQ.comNASDAQ

all 2 news articles »

nasdaq – Google News