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Report: SEC, Nasdaq Near Record $ 10M Settlement Over Flubbed Facebook IPO
Fox Business As part of a more aggressive stance against exchanges, U.S. regulators are reportedly on the verge of slapping Nasdaq OMX Group (NDAQ) with a $ 10 million fine over its handling of the botched Facebook (FB) initial public offering almost exactly a year ago. U.S. Regulators Target Exchanges – NASDAQ.com |